Regulatory Affairs | Submit a Complaint

Section 15E(j)(3) of the Exchange Act requires that Morningstar establish policies and procedures for the receipt and retention of complaints regarding its credit ratings, models, methodologies, and compliance with federal securities laws. Complaints may be submitted as set forth in Morningstar’s Code of Ethics (Exhibit 7 to its Form NRSRO) as follows:

Via phone toll-free to: +1 800 299-1665 (Request to speak to someone in the compliance department.)

Via the following form:

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